工作介绍
中原证券正在扩展业务，现招聘证券经纪和见习生加入我们的经纪部门。应征者不一定需要具备金融相关的经验或背景，但须对投资和股票等有着浓厚的兴趣，且希望在金融行业大展拳脚。

入职要求：

• 大学 / 大专毕业生，已考获香港证券及投资学会执业资格考试(卷1、7、8)；
• 出色的沟通和人际交往技巧；
• 重视团队合作；
• 可面对压力，特别是在市场动荡期间；
• 具备良好的语言能力，懂流利的英文及中文尤佳；
• 欢迎经高材计划来港的人士；
• 没有相关工作经验亦可申请。

职责：

• 替客户落盘，并参与跟投资户口有关的工作；
• 组织及执行市场营销方案；
• 解释金融产品及其他投资有关的查询；
• 市场分析；
• 达到公司的生意业务目标。

工作待遇：

• 5天工作制；
• 组佣金制 (转职经纪可提供额外转职津贴)；
• 业绩良好者，将有不俗的晋升机会；
• 提供在职和持续的培训。

请将完整个人履历透过电子邮件发送至 hr@centawealth.com，
(申请人所提供之个人资料绝对保密及只供招聘用途。)

职位概要

我们正在寻找一位勤奋且注重细节的初级合规专员加入我们的合规团队。成功的候选人将支持合规职能，以确保我们的运营符合所有相关法律、法规和内部政策。

主要职责

• 协助确保公司遵守本地和国际证券法规，包括证监会（证券及期货事务监察委员会）的要求。
• 进行定期监控和监察活动，识别潜在的合规问题。根据需要准备和提交法规报告。
• 协助开发、实施和维护合规政策和程序。
• 支持向员工提供合规培训计划，确保了解和理解法规要求和内部政策。
• 参与风险评估和审计，识别潜在的合规风险并提出改进建议。
• 保持所有合规活动的准确和最新记录，包括调查、审计和培训会话。
• 协助调查和解决合规事件和违规行为。
• 根据需要，作为与监管机构和外部审计员的联络点。

要求

• 法律、金融、会计、工商管理或相关领域的学士学位。
• 1-2年合规、法律或监管角色的工作经验，最好是在证券或金融服务行业。具有相关实习经验的应届毕业生也可以考虑。
• 了解香港证券法规和熟悉证监会指引。
• 优秀的沟通和人际交往能力。
• 能够独立工作并能够团队合作。

为什么加入我们

• 职业发展： 在公司内部有专业成长和发展的机会。
• 动态环境： 在快节奏和合作的环境中工作。
• 有竞争力的待遇： 有吸引力的薪资和福利。

申请流程

有兴趣的候选人请将简历和求职信发送至 hr@centawealth.com，并详述其资格和经验。
（申请人所提供之个人资料绝对保密及只供招聘用途。）

Responsibilities:

• Execute transaction orders from institutional clients;
• Deliver quality services to external and internal customers;
• Perform ad-hoc duties as assigned by supervisors.

Requirements:

• Degree holder;
• Holder of SFC license Type 1;
• Sound knowledge of securities and common investment products;
• Team player, service oriented, detail-minded with strong problem solving skills;
• Good command of both verbal and written English and Chinese.

We offer attractive remuneration package, 5-day work and stable working environment. Interested parties please submit your full resume with present salary, expected salary and availability to hr@centawealth.com.

All applications received will be treated in strict confidence and solely for recruitment purpose.

Responsibilities:

• Take part in the full IT project lifecycle including requirement gathering, system and data analysis, project execution, user acceptance testing, go-live and documentation, to ensure project delivery within budget and schedule for the securities brokerage business;
• Work closely with different stakeholders from Front Line, Operations, Compliance and support functions to drive delivery excellence;
• Manage vendors for project delivery to support business growth;
• Create and maintain project documentation including plans, reports, flowcharts and process manuals.

Requirements:

• Degree holder in Information Technology, Computer Science or relevant discipline;
• At least 2 years of experience in business analysis, system analysis or IT project management;
• Strong analytical and problem solving skills;
• Diligence and willingness to learn;
• Strength in writing project and process documentation;
• Strong communication skills in both English and Chinese;
• Self-motivated, proactive and able to work under pressure and deadlines;
• Knowledge in Finance, Securities Brokerage, Equities / Derivatives / Fund Trading and Operation is an advantage is an advantage;
• Experience in technical support or project work for online digital media is desirable;
• Project Management Profession PMP certification is a plus;
• Immediate availability is preferred;
• High potential fresh graduates are welcome to apply. Candidates with less experience will be considered for the position of Assistant Business Analyst.

We offer attractive remuneration package, 5-day work and stable working environment. Interested parties please submit your full resume with present salary, expected salary and availability to hr@centawealth.com.

All applications received will be treated in strict confidence and solely for recruitment purpose.

Job Description  

• Work closely with sales and Front office to provide support for the teams and ensure clients’ trades to be executed in timely and professional manner;
• Handle OTC trade execution, document checking and related corporate action;
• Support the new account opening process, document checking and related compliance issue;
• Responsible for the monitoring of client cash activities and daily operations including but not limited to fund deposit, withdrawal and transfer;
• Any ad-hoc duties as assigned.

Requirements

• Diploma holders or above in Finance or related disciplines;
• 1- 3 years relevant working experience, fresh graduates are also welcome;
• OTC product knowledge such as Bond and Funds etc.;
• Holder of SFC license Type 1 is highly preferred;
• Proficiency in MS Office, VBA is an advantage;
• Good command of both spoken and written English and Chinese with Mandarin and able to work under pressure;
• Immediate available is preferred.

We offer attractive remuneration package, 5-day work and stable working environment. Interested parties please submit your full resume with present salary, expected salary and availability to hr@centawealth.com.

All applications received will be treated in strict confidence and solely for recruitment purpose.

Job Summary

We are seeking a diligent and detail-oriented Junior Compliance Officer to join our compliance team. The successful candidate will support the compliance function to ensure that our operations adhere to all relevant laws, regulations, and internal policies.

Key Responsibilities

• Assist in ensuring the firm’s compliance with local and international securities regulations, including SFC (Securities and Futures Commission) requirements.
• Conduct regular monitoring and surveillance activities to identify potential compliance issues. Prepare and submit regulatory reports as required.
• Assist in the development, implementation, and maintenance of compliance policies and procedures.
• Support the delivery of compliance training programs to staff, ensuring awareness and understanding of regulatory requirements and internal policies.
• Participate in risk assessments and audits to identify areas of potential compliance risk and recommend improvements.
• Maintain accurate and up-to-date records of all compliance activities, including investigations, audits, and training sessions.
• Assist in the investigation and resolution of compliance incidents and breaches.
• Act as a point of contact for regulatory bodies and external auditors as required.

Requirements

• Bachelor’s degree in Law, Finance, Accounting, Business Administration, or a related field.
• 1-2 years of experience in a compliance, legal, or regulatory role, preferably within the securities or financial services industry. Fresh graduates with relevant internship experience may also be considered.
• Understanding of Hong Kong securities regulations and familiarity with the SFC guidelines.
• Excellent communication and interpersonal skills.
• Ability to work independently and as part of a team.

Why Join Us

• Career Development:** Opportunities for professional growth and development within the company.
• Dynamic Environment:** Work in a fast-paced and collaborative environment.
• Competitive Package:** Attractive salary and benefits.

Interested candidates are invited to submit their resume and cover letter detailing their qualifications and experience to hr@centawealth.com.

(Data collected will be kept strictly confidential and used for recruitment purpose only)

Responsibilities:

• Execute transaction orders from institutional and retail clients;
• Deliver quality services to external and internal customers;
• Perform ad-hoc duties as assigned by supervisors.

 Requirements:

• Degree holder with minimum 2 years relevant experience;
• Holder of SFC RA1 is an advantage;
• Willing to work on shift and public holidays;
• Team player, service oriented, detail minded with strong problem solving skills;
• Good command of both verbal and written English and Chinese.

We offer competitive remuneration package to the right candidate. Interested parties please email your full resume with availability, current and expected salary to hr@centawealth.com.

All applications received will be treated in strict confidence and solely for recruitment purpose.

Description:

We are now expanding and seeking Stocks Broker and Trainee to join the brokerage division. Background in finance or investment is not a must but candidates should have the genuine passion in trading and stocks.

Qualifications:

• Degree holders ;
• Excellent communication and interpersonal skills;
• Demonstrated ability to work effectively with team members;
• Able to work under pressure, especially during the market turmoil;
• Fluent in English and Mandarin are desired;
• Top Talent Pass Scheme are welcomed;
• Candidate with no relevant working experience would be considered as trainee.

Duties:

• Involve in all stages of the stocks investment process;
• Organize and prepare presentations, which explain industry specific issues and general market trends;
• Communicate with clients about the financial goals and investment strategies;
• Handle inquiries about investment products.

Job Offer:

• 5 days work;
• Commission base;
• Merit-based progression and strong career growth opportunities;
• Provide on-the-job and continuous training.

We offer competitive remuneration package to the right candidate. Interested parties please email your full resume with availability, current and expected salary to hr@centawealth.com.

All applications received will be treated in strict confidence and solely for recruitment purpose.