工作介紹
中原證券正在擴展業務，現招聘證券經紀和見習生加入我們的經紀部門。應徵者不一定需要具備金融相關的經驗或背景，但須對投資和股票等有著濃厚的興趣，且希望在金融行業大展拳腳。

入職要求：

• 大學 / 大專畢業生，已考獲香港證券及投資學會執業資格考試(卷1、7、8)；
• 出色的溝通和人際交往技巧；
• 重視團隊合作；
• 可面對壓力，特別是在市場動盪期間；
• 具備良好的語言能力，懂流利的英文及中文尤佳；
• 歡迎經高材計劃來港的人士；
• 沒有相關工作經驗亦可申請。

職責：

• 替客戶落盤，並參與跟投資戶口有關的工作；
• 組織及執行市場營銷方案；
• 解釋金融產品及其他投資有關的查詢；
• 市場分析；
• 達到公司的生意業務目標。

工作待遇：

• 5天工作制；
• 組佣金制 (轉職經紀可提供額外轉職津貼)；
• 業績良好者，將有不俗的晉升機會；
• 提供在職和持續的培訓。

請將完整個人履歷透過電子郵件發送至 hr@centawealth.com。
(申請人所提供之個人資料絕對保密及只供招聘用途。)

職位概要

我們正在尋找一位勤奮且注重細節的初級合規專員加入我們的合規團隊。成功的候選人將支持合規職能，以確保我們的運營符合所有相關法律、法規和內部政策。

主要職責

• 協助確保公司遵守本地和國際證券法規，包括證監會（證券及期貨事務監察委員會）的要求。
• 進行定期監控和監察活動，識別潛在的合規問題。根據需要準備和提交法規報告。
• 協助開發、實施和維護合規政策和程序。
• 支持向員工提供合規培訓計劃，確保了解和理解法規要求和內部政策。
• 參與風險評估和審計，識別潛在的合規風險並提出改進建議。
• 保持所有合規活動的準確和最新記錄，包括調查、審計和培訓會話。
• 協助調查和解決合規事件和違規行為。
• 根據需要，作為與監管機構和外部審計員的聯絡點。

要求

• 法律、金融、會計、工商管理或相關領域的學士學位。
• 1-2年合規、法律或監管角色的工作經驗，最好是在證券或金融服務行業。具有相關實習經驗的應屆畢業生也可以考慮。
• 了解香港證券法規和熟悉證監會指引。
• 優秀的溝通和人際交往能力。
• 能夠獨立工作並能夠團隊合作。

為什麼加入我們

• 職業發展： 在公司內部有專業成長和發展的機會。
• 動態環境： 在快節奏和合作的環境中工作。
• 有競爭力的待遇： 有吸引力的薪資和福利。

申請流程

有興趣的候選人請將簡歷和求職信發送至 hr@centawealth.com，並詳述其資格和經驗。
（申請人所提供之個人資料絕對保密及只供招聘用途。）

Responsibilities:

• Execute transaction orders from institutional clients;
• Deliver quality services to external and internal customers;
• Perform ad-hoc duties as assigned by supervisor.

Requirements:

• Degree holder;
• Holder of SFC license Type 1;
• Sound knowledge of securities and common investment products;
• Team player, service oriented, detail-minded with strong problem solving skills;
• Good command of both verbal and written English and Chinese.

We offer attractive remuneration package, 5-day work and stable working environment. Interested parties please submit your full resume with present salary, expected salary and availability to hr@centawealth.com.

All applications received will be treated in strict confidence and solely for recruitment purpose.

Responsibilities:

• Take part in the full IT project lifecycle including requirement gathering, system and data analysis, project execution, user acceptance testing, go-live and documentation, to ensure project delivery within budget and schedule for the securities brokerage business;
• Work closely with different stakeholders from Front Line, Operations, Compliance and support functions to drive delivery excellence;
• Manage vendors for project delivery to support business growth;
• Create and maintain project documentation including plans, reports, flowcharts and process manuals.

Requirements:

• Degree holder in Information Technology, Computer Science or relevant discipline;
• At least 2 years of experience in business analysis, system analysis or IT project management;
• Strong analytical and problem solving skills;
• Diligence and willingness to learn;
• Strength in writing project and process documentation;
• Strong communication skills in both English and Chinese;
• Self-motivated, proactive and able to work under pressure and deadlines;
• Knowledge in Finance, Securities Brokerage, Equities / Derivatives / Fund Trading and Operation is an advantage is an advantage;
• Experience in technical support or project work for online digital media is desirable;
• Project Management Profession PMP certification is a plus;
• Immediate availability is preferred;
• High potential fresh graduates are welcome to apply. Candidates with less experience will be considered for the position of Assistant Business Analyst.

We offer attractive remuneration package, 5-day work and stable working environment. Interested parties please submit your full resume with present salary, expected salary and availability to hr@centawealth.com.

All applications received will be treated in strict confidence and solely for recruitment purpose.

Job Description  

• Work closely with sales and Front office to provide support for the teams and ensure clients’ trades to be executed in timely and professional manner;
• Handle OTC trade execution, document checking and related corporate action;
• Support the new account opening process, document checking and related compliance issue;
• Responsible for the monitoring of client cash activities and daily operations including but not limited to fund deposit, withdrawal and transfer;
• Any ad-hoc duties as assigned.

Requirements

• Diploma holders or above in Finance or related disciplines;
• 1- 3 years relevant working experience, fresh graduates are also welcome;
• OTC product knowledge such as Bond and Funds etc.;
• Holder of SFC license Type 1 is highly preferred;
• Proficiency in MS Office, VBA is an advantage;
• Good command of both spoken and written English and Chinese with Mandarin and able to work under pressure;
• Immediate available is preferred.

We offer attractive remuneration package, 5-day work and stable working environment. Interested parties please submit your full resume with present salary, expected salary and availability to hr@centawealth.com.

All applications received will be treated in strict confidence and solely for recruitment purpose.

Job Summary

We are seeking a diligent and detail-oriented Junior Compliance Officer to join our compliance team. The successful candidate will support the compliance function to ensure that our operations adhere to all relevant laws, regulations, and internal policies.

Key Responsibilities

• Assist in ensuring the firm’s compliance with local and international securities regulations, including SFC (Securities and Futures Commission) requirements.
• Conduct regular monitoring and surveillance activities to identify potential compliance issues. Prepare and submit regulatory reports as required.
• Assist in the development, implementation, and maintenance of compliance policies and procedures.
• Support the delivery of compliance training programs to staff, ensuring awareness and understanding of regulatory requirements and internal policies.
• Participate in risk assessments and audits to identify areas of potential compliance risk and recommend improvements.
• Maintain accurate and up-to-date records of all compliance activities, including investigations, audits, and training sessions.
• Assist in the investigation and resolution of compliance incidents and breaches.
• Act as a point of contact for regulatory bodies and external auditors as required.

Requirements

• Bachelor’s degree in Law, Finance, Accounting, Business Administration, or a related field.
• 1-2 years of experience in a compliance, legal, or regulatory role, preferably within the securities or financial services industry. Fresh graduates with relevant internship experience may also be considered.
• Understanding of Hong Kong securities regulations and familiarity with the SFC guidelines.
• Excellent communication and interpersonal skills.
• Ability to work independently and as part of a team.

Why Join Us

• Career Development:** Opportunities for professional growth and development within the company.
• Dynamic Environment:** Work in a fast-paced and collaborative environment.
• Competitive Package:** Attractive salary and benefits.

Interested candidates are invited to submit their resume and cover letter detailing their qualifications and experience to hr@centawealth.com.

(Data collected will be kept strictly confidential and used for recruitment purpose only)

Responsibilities:

• Execute transaction orders from institutional and retail clients;
• Deliver quality services to external and internal customers;
• Perform ad-hoc duties as assigned by supervisors.

 Requirements:

• Degree holder with minimum 2 years relevant experience;
• Holder of SFC RA1 is an advantage;
• Willing to work on shift and public holidays;
• Team player, service oriented, detail minded with strong problem solving skills;
• Good command of both verbal and written English and Chinese.

We offer competitive remuneration package to the right candidate. Interested parties please email your full resume with availability, current and expected salary to hr@centawealth.com.

All applications received will be treated in strict confidence and solely for recruitment purpose.

Description:

We are now expanding and seeking Stocks Broker and Trainee to join the brokerage division. Background in finance or investment is not a must but candidates should have the genuine passion in trading and stocks.

Qualifications:

• Degree holders ;
• Excellent communication and interpersonal skills;
• Demonstrated ability to work effectively with team members;
• Able to work under pressure, especially during the market turmoil;
• Fluent in English and Mandarin are desired;
• Top Talent Pass Scheme are welcomed;
• Candidate with no relevant working experience would be considered as trainee.

Duties:

• Involve in all stages of the stocks investment process;
• Organize and prepare presentations, which explain industry specific issues and general market trends;
• Communicate with clients about the financial goals and investment strategies;
• Handle inquiries about investment products.

Job Offer:

• 5 days work;
• Commission base;
• Merit-based progression and strong career growth opportunities;
• Provide on-the-job and continuous training.

We offer attractive remuneration package, 5-day work and stable working environment. Interested parties please submit your full resume with present salary, expected salary and availability to hr@centawealth.com.

All applications received will be treated in strict confidence and solely for recruitment purpose.